1. FUNDAMENTAL K

Serial Number: 78683451
Owner: (REGISTRANT) Research Affiliates, LLC LIMITED LIABILITY COMPANY CALIFORNIA 620 Newport Center Drive, Suite 900 Newport Beach CALIFORNIA 92660
Filed on: 08/02/2005

2. FUNDAMENTAL Q

Serial Number: 78683483
Owner: (REGISTRANT) Research Affiliates, LLC LIMITED LIABILITY COMPANY CALIFORNIA 620 Newport Center Drive, Suite 900 Newport Beach CALIFORNIA 92660
Filed on: 08/02/2005

3. FUNDAMENTAL US LARGE COMPANY

Serial Number: 77378992
Owner: (REGISTRANT) Research Affiliates, LLC LIMITED LIABILITY COMPANY CALIFORNIA 620 Newport Center Drive; Suite 900 Newport Beach CALIFORNIA 92660
Filed on: 01/23/2008

4. FUNDAMENTAL US SMALL-MID COMPANY

Serial Number: 77379002
Owner: (REGISTRANT) Research Affiliates, LLC LIMITED LIABILITY COMPANY CALIFORNIA 620 Newport Center Drive; Suite 900 Newport Beach CALIFORNIA 92660
Filed on: 01/23/2008

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